Carpenter explained there are major concerns around the mandatory buy-in process, particularly for the tier-one banks under the buy-in rules and possible associated cash compensation process
T-Scape is in the development stage for a solution to help wealth managers and other intermediaries meet one of the regulatory requirements for the upcoming Shareholder Rights Directive II
A broad alliance of associations including ISDA, ICMA and ISDA have submitted a letter market authorities promoting the development of a digital future for financial markets