India rolls out direct payout system for securities transactions 09 October 2024 India Reporter: Daniel Tison This will eliminate brokers鈥 role in the settlement process of securities lending and borrowing from January 2025
Thailand proposes changes to securities trading regulations 08 October 2024 Thailand Reporter: Daniel Tison The proposed draft amendments aim to enhance the oversight of securities trading services, maintain fair practices, and clarify service provision of securities companies
ESMA consults on regulatory technical standards revision 03 October 2024 EU Reporter: Daniel Tison The proposed changes aim to reduce reporting burdens by aligning fields across financial regulations
South Korea proposes changes to short selling regulations 27 September 2024 South Korea Reporter: Daniel Tison
ECMS postponed until 2025 26 September 2024 Europe Reporter: Daniel Tison The ECB鈥檚 Market Infrastructure Board requires additional time to achieve 鈥渟ufficient readiness for a smooth go-live鈥
SEC charges New York investment advisor with short selling violations 19 September 2024 US Reporter: Carmella Haswell Gates Capital Management will pay disgorgement of US$432,564, prejudgment interest of US$5,445, and a civil penalty of US$57,615
SEC adopts Form N-PORT reporting requirements amendments 02 September 2024 US Reporter: Daniel Tison Form amendments will require funds to file reports on Form N-PORT monthly within 30 days after the end of the month to which they relate
EBA updates G-SIIs identification data 27 August 2024 France Reporter: Daniel Tison The publication covers 13 indicators used to measure the systemic importance of institutions