The first details of who is set to lead Deutsche Bank's restructured securities lending business are emerging, following further departures from its agency lending leadership team
The proposed revision to the operational rules on capital market investigation establishes a new standard to impose significantly higher penalties for illegal short-selling activities
After taking a year out of the securities finance industry, Thomas Kaczan has joined Velocity Capital鈥檚 securities lending trading team, based in greater New York City
The proposed financial transaction tax is closely modelled on the existing Italian and French tax, which is charged only on regular cash market transactions
The Options Clearing Corporation is ahead of schedule in its effort to rectify shortcomings in its risk management procedures that led to a $20 million fine by the US SEC early in the year