The European Securities and Markets Authority recognises a reporting implementation issue with Securities Financing Transactions, finding a significant number of issuers without an LEI
Following publication of derogation criteria under the European Commission Delegated Act in March, ESMA has identified nine data reporting service providers that it will directly regulate
The company’s new technology programme, 1Source, will use emerging technologies to address risk, cost and inefficiency in the securities finance industry, starting with eliminating reconciliation breaks and associated settlement fails
The EU securities market regulator has launched a consultation to assess industry reaction to proposed changes to cash penalty procedures under the Central Securities Depositories Regulation