Scott O’Malia, ISDA’s chief executive, has asked industry participants to use the final implementation phases of initial margin (IM) rules for non-cleared derivatives as an opportunity to sharpen their collateral management practices
The Goldman Sachs Group has announced it has entered into a €1.6billion agreement to acquire NN Investment Partners, a Netherlands-based asset manager
The hedge fund adviser and two of its staff supplied inaccurate order information, causing executing brokers to breach uncovered short sale rules under Regulation SHO
The platform enables exchange participants to view market rates being offered through an open order book which establishes market-competitive terms for collateralised transactions
US securities market regulator and European Central Bank sign MoU to facilitate supervision of security-based swap entities and to assist cross-border inspection
Reg-X is a provider of reporting and compliance solutions in the regulatory space, which includes regulatory reporting solutions, platforms and consulting services
Meaden rises to securities finance head, following Mick Chadwick’s departure, with Caroline Hedges stepping up to global head of liquidity and securities finance in June