Tramonte aims to expand the Florida-based brokerage鈥檚 counterparty relationships by leveraging his more than 10 years of experience with the German bank鈥檚 agency lending team
Smith & Williamson will use the Broadridge solution to support its discretionary and non-discretionary execution clients, spanning both institutional and retail investors
SRD II, which came into force on 3 September, requires firms providing share custody to disclose client identities and positions when requested to do so by issuers