The Broadridge solution was launched in response to the "urgent requirement" for financial institutions to comply with SRD II, concerning global proxy voting and shareholder disclosure, by 3 September.
The European Association of CCP Clearing Houses has updated its CSDR literature to reflect the decisions to implement Article 19, which governs the collection of calculations and collection of cash penalties under the SDR, despite reservations about
In May, Axoni welcomed former EquiLend global co-head of business development and product management Dow Veeranarong as its newest director, now it brought on Alvin Oh, another former-EquiLend director to join her
For the first time, ESMA included a concentration risk component to its EU-wide CCP stress tests and found risk is clustered in one or two of the 16 clearinghouses
EquiLend has promoted Mike Norwood to take over Alvin Oh鈥檚 vacated role of global trading product owner, while, John Surgent, steps up to become head of North American post -trade services.
ICMA has published the third edition of its SFTR reporting recommendations that addresses previously misunderstood requirements for reporting trades that fail to settle