Coding error in Citadel ATS results in the firm incorrectly reporting long, short or short exempt orders to regulators under Regulation SHO, leading to a US$7 million penalty from the SEC
Former Morgan Stanley technology leader Jonathan Daplyn will lead Clear Street’s 150 technologists while Hari Godbole oversees technology for securities finance and clearing
Elaine Hannigan and Megan Fritz will join current New York chapter lead Nancy Allen to further the group’s mission to foster connections and promote the advancement of women in the securities finance industry