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ISLA responds to FCA consultation on sustainability disclosure

27 January 2023 UK
Reporter: Bob Currie

The Association鈥檚 response seeks to clarify key messages relating to securities lending best practice and to engage with concerns raised in feedback to the FCA鈥檚 earlier Discussion Paper 21/4

IMN: T+1 implementation could lead to more trade breaks and settlement fails

27 January 2023 US
Reporter: Carmella Haswell

As a key topic highlighted on a number of sessions at this week鈥檚 IMN conference, panellists reflected on the implications of a shorter settlement cycle and compressed time periods for returns and recalls

OFR proposes daily trade reporting for bilateral repo

06 January 2023 US
Reporter: Bob Currie

Under the Proposed Rule, firms will be required to submit trade and collateral information on all outstanding bilateral repo transactions, providing 33 data elements, including haircut, rate and optionality, on a daily basis

First Derivative joins UnaVista鈥疨artner Programme

21 December 2022 United Kingdom
Reporter: Jenna Lomax

The combination of First Derivative鈥檚 business and UnaVista鈥檚 technology platform aims to 鈥痵olve technology, regulatory and operational challenges

EU Council revises mandatory buy-in rules

21 December 2022 Europe
Reporter: Carmella Haswell

EU member states agree on proposed update for the Central Securities Depositories Regulation, including clarification on mandatory buy-in rules

ESMA provides clarity on EMIR Refit

20 December 2022 Europe
Reporter: Carmella Haswell

The guidelines provided by the financial markets regulator aim to enhance the harmonisation and standardisation of reporting under the upcoming European Market Infrastructure Regulation

ESMA issues guidance on DLT-based market infrastructure

16 December 2022 EU
Reporter: Bob Currie

These guidelines provide templates for applications to operate any form of DLT market infrastructure under the DLT Pilot Regulation, including a DLT MTF, a DLT settlement system or a DLT trading and settlement system

SEC proposes shake up of best execution rules

15 December 2022 US
Reporter: Bob Currie

The US Securities and Exchange Commission has proposed implementation of a best execution regulatory framework that will fall under the Commission鈥檚 own rule-book, along with steps to tighten up insider-trading rules

Banks must apply a prudent approach when providing funding to LDIs, says BoE

14 December 2022 UK
Reporter: Bob Currie

In its latest Financial Stability Report, the Bank of England finds that the UK banking sector is resilient to a further economic downturn, but it recognises a need to monitor the build up of stress in LDI funds and the NBFI sector

UK government launches consultation on short-selling practices

09 December 2022 UK
Reporter: Bob Currie

Through its review of the Short Selling Regulation, the government aims to gauge whether the UK鈥檚 approach to regulating the short selling of shares reflects the current circumstances of the post-Brexit UK market

ESMA backs actions of Irish and Luxembourg regulators on LDI fund resilience

01 December 2022 Ireland, Luxembourg
Reporter: Bob Currie

The Central Bank of Ireland and Commission de Surveillance du Secteur Financier yesterday wrote to managers of GBP LDI funds outlining actions to protect fund resilience, including the impact of market shocks on collateral calls and forced sales

SFTS: UMR Phase 6 is not an 鈥榚ndpoint鈥� as firms are set to onboard late

24 November 2022 UK
Reporter: Carmella Haswell

Phase 6 of the Uncleared Margin Rules is expected to continue for a 鈥渓ong period of time鈥� as approximately 900 firms are in the monitoring phase and are not 鈥渇ully engaged鈥� in UMR

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