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ESMA: Regulators and tax authorities must unite to thwart cum-ex

25 September 2020 Frankfurt
Reporter: Natalie Turner

The EU securities markets watchdog is calling for national regulators to gain new powers to share information and crackdown on cum-ex tax fraud

Deutsche Bank wins dismissal of Warburg鈥檚 cum-ex suit

24 September 2020 Frankfurt
Reporter: Drew Nicol

Deutsche Bank has dodged a 鈧�167 million cum-ex tax bill after Frankfurt Regional Court found it was not liable to pay for MM Warburg鈥檚 capital gains taxes

Thailand to lift short selling restrictions

22 September 2020 Thailand
Reporter: Natalie Turner

PASLA has welcomed the Stock Exchange of Thailand鈥檚 decision to remove the uptick rule on short selling from next month and are encouraging other Asian markets to follow suit

EU short selling reporting threshold to remain lowered

17 September 2020 Paris
Reporter: Drew Nicol

Short sellers in EU markets must continue to report positions of 0.1 percent of issued share capital until mid-December to offset concerns of a second wave of COVID-19

ICMA updates SFTR recommendations

10 September 2020 London
Reporter: Natalie Turner

ICMA ERCC has published the fourth edition of its SFTR recommendations to account for "important lessons learned" since go-live in July

Kaizen Reporting launches shareholding disclosure service

08 September 2020 London
Reporter: Natalie Turner

Kaizen acquires MDM Compliance Systems, a shareholding disclosure management service provider

CSDR: ICMA calls for the removal of the requirement to appoint buy-in agent

07 September 2020 London
Reporter: Maddie Saghir

In a briefing note, ICMA outlined that as part of the broader review of the CSDR mandatory buy-in framework, the requirement to appoint a buy-in agent should be removed

Opinion: Contract automation drive brings cautious optimism

04 September 2020 London
Reporter: Malik's Memo

An era of automated electronic contract formation has begun with the benefits set to extend to securities lending and its GMSLA

SRD II is live, compliance hurdles remain

03 September 2020 Brussels
Reporter: Drew Nicol

Due to a host of issues and on-going challenges, 11 trade associations are requesting a one-year reprieve from possible fines and penalties for non-compliance

T-Scape to develop voting management solution for investment managers

02 September 2020 London
Reporter: Becky Bellamy

The development was driven by regulatory requirements of the second Shareholder Rights Directive which comes into force on 3 September

CSDR SDR: firms that use delay to improve internal infrastructure to be biggest winners

02 September 2020 London
Reporter: Becky Bellamy

Karan Kapoor, head of regulatory change and technology at Delta Capita, suggested the key will be to make settlement efficiency improvement a joint objective for front-office and operations teams

CSDR's SDR delay 鈥榓 positive step鈥� for the industry

28 August 2020 London
Reporter: Becky Bellamy

A further delay to the Central Securities Depositories Regulation's settlement discipline regime until 1 February 2022 has been welcomed by industry participants

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