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CSDR solutions must be built to adapt, says regulatory expert

13 May 2020 London
Reporter: Natalie Turner

The settlement discipline regime is unlikely to be amended before February, but vendors should be prepared for amendments to come eventually

PwC鈥檚 common UTI template endorsed by ICMA

13 May 2020 Frankfurt
Reporter: Drew Nicol

PwC has collaborated with ICMA to produce a common template for bilateral UTI exchanges under SFTR

CSDR February push back gets EU Commission approval

12 May 2020 Brussels
Reporter: Drew Nicol

The European Commission has approved ESMA鈥檚 call for a delay to CSDR鈥檚 settlement discipline regime go-live from September to February 2021

Bloomberg Tradebook fined $5m for misleading customers

07 May 2020 Washington D.C.
Reporter: Natalie Turner

US SEC files charges against broker-dealer Bloomberg Tradebook for material misrepresentation of services for nearly a decade

ESMA hands four TRs their SFTR licences

06 May 2020 Paris
Reporter: Natalie Turner

Four trade repositories have gained their licence to operate under SFTR by the European Securities and Market Authority

Exclusive: DZ PRIVATBANK chooses deltaconX platform for SFTR reporting

05 May 2020 Luxembourg
Reporter: Natalie Turner

deltaconX has secured the first Luxembourg-based user of its regulatory platform for SFTR reporting

AFME warns ESMA to not be overzealous in MiFIR reforms

04 May 2020 London
Reporter: Maddie Saghir

AFME has cautioned ESMA to avoid creating a disproportionate reporting burden on third-country firms that would discourage them from activities in the EU, as part of its response to ESMA's consultation paper on the provision of investment services an