Confidence in the Basel Committee鈥檚 recommended regulatory framework is being tested by several member states and senior financial figures, according to one PASLA/RMA conference panel...
Securities lending transactions have been exempted from changes to Canada鈥檚 early warning system in certain circumstances, the Canadian Securities Administrators has confirmed...
The Securities and Futures Commission (SFC) will broaden short selling reporting rules to cover all securities that can be sold short through the Hong Kong Stock Exchange...
25 February 2016Washington DC Reporter: Mark Dugdale
The DC Circuit has denied a motion to delay approval of OCC's capital plan, paving the way for the payment of refunds and dividends to shareholder stock exchanges and clearing members totalling $291.5 million...
22 February 2016Washington DC Reporter: Mark Dugdale
Opponents of Options Clearing Corporation鈥檚 recently approved capital plan have taken their case to court in a bid to have the Securities and Exchange Commission鈥檚 decision overturned...
18 February 2016Washington DC Reporter: Drew Nicol
The US Securities and Exchange Commission has proposed a new rule to make the liquidation process for large broker-dealers more orderly and efficient...
The Stock Exchange of Hong Kong has added 32 additional securities to its short selling list and removed 12 existing designated securities, effective 19 February...
11 February 2016Washington DC Reporter: Drew Nicol
European and US central counterparties will soon be able to operate in both markets with full regulatory compliance after a common approach was agreed...
09 February 2016Frankfurt Reporter: Stephanie Palmer
Clearstream has confirmed that its German and Luxembourgish CSDs will migrate to the T2S platform with wave four in February 2017, rather than in wave three, as originally planned...
Securities financing participants have successfully obtained an exemption from the mandatory buy-in regime of the Central Securities Depository Regulation for certain transactions...