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SEC lifts OCC capital stay


14 September 2015 Chicago
Reporter: Mark Dugdale

The US SEC has lifted a temporary stay of OCC鈥檚 proposed capital plan amid a challenge from options competitors...
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REGIS-TR approved for energy regulations reporting


27 August 2015 Frankfurt
Reporter: Stephanie Palmer

The trade repository REGIS-TR has been approved as a registered reporting mechanism (RRM) for the European regulation on wholesale energy market integrity and transparency...
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Morningstar backs SEC鈥檚 call for fee-split transparency


26 August 2015 Chicago
Reporter: Mark Dugdale

The securities lending aspects of the US SEC's investment company reporting modernisation programme are necessary because fund investors are entitled to know the revenue split between the manager, agent lender, and the fund itself...
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CSDR will damage securities lending market, says ISLA


11 August 2015 London
Reporter: Drew Nicol

The International Securities Lending Association 鈥渇undamentally disagrees鈥 with the Central Securities Depository Regulation鈥檚 implementation of mandatory buy-ins for securities lending transactions...
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ESMA issues advice on CSDR settlement fails


10 August 2015 Paris
Reporter: Stephanie Palmer

The European Securities and Markets Authority has issued its technical advice on appropriate penalties for settlement fails under the central securities depository regulation...
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Greece bans short selling again


10 August 2015 Athens
Reporter: Drew Nicol

Greece has instituted another four-week ban on short selling, but this time with a new exemption for market makers...
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FSB delays due to asset managers鈥 concerns


07 August 2015 Basel
Reporter: Mark Dugdale

The Financial Stability Board has decided to delay finalising the assessment methodologies for non-bank, non-insurer global systemically important financial institutions...
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UAE authority approves NBAD for lending activity


05 August 2015 Abu Dhabi
Reporter: Stephanie Palmer

The Securities and Commodities Authority in the UAE has granted approval for the National Bank of Abu Dhabi to engage in securities lending and borrowing activities, making it the first bank to receive approval...
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Stable funding key to expansion, says Wolters Kluwer


03 August 2015 London
Reporter: Stephanie Palmer

Banks should be cautious about expanding their business and should avoid an over-reliance on wholesale funding, according to Wolters Kluwer Financial Services...